Testimony
submitted for the record
regarding the
FY 2002 Appropriations
for the
National Institutes of Health
Labor, Health and Human Services, Education and Related Agencies Subcommittee
Committee on Appropriations
U.S. House of Representatives
The Honorable Ralph Regula, Chair
Mr. Chairman and Members of the Subcommittee, the Coalition for the Advancement of Health Through Behavioral and Social Science Research (CAHT-BSSR) appreciates and welcomes the opportunity to comment on the Fiscal Year (FY) 2002 appropriations for the National Institutes of Health. CAHT-BSSR includes 19 professional associations, scientific societies, coalitions, and research institutions concerned with the promotion of and funding for research in the social and behavioral sciences. Collectively, we represent more than 120 professional associations, scientific societies, universities, and research institutions.
We would like to welcome you, Mr. Chairman, to the Subcommittee. We look forward to working with you and to your leadership. It is important that Congress, with the guidance of this Subcommittee, continue to invest in the promise of health-related research that transcends political and regional boundaries.
The National Institutes of Health
On behalf of the social and behavioral science community, CAHT-BSSR thanks
the Subcommittee for its increasing support of social and behavioral science
research at the NIH, especially that which falls under the rubric of "health
and behavior" research. Mr. Chairman, we are standing at the threshold of
an exciting new era of health-related progress, particularly in the social
and behavioral sciences. Opportunities for creating sustainable interventions
and prevention programs targeting the leading causes of death and disability
in our society have never been greater. Despite the significant funding increases
provided to the NIH, biomedical and behavioral research opportunities still
outpace available funding. Accordingly, CAHT-BSSR strongly recommends
an appropriation of $23.7 billion for the NIH in FY 2002. This will
maintain progress toward the goal of doubling NIH's
budget.
Mr. Chairman, six of the ten leading causes of death in the United States
are behaviorally based, including HIV/AIDS, smoking, violence, accidents,
diet, and substance abuse. Other behavioral factors are now known to increase
individuals' risk for disease, disability and early death: obesity, physical
inactivity, inadequate social support, environmental contaminates, anxiety,
and traits of anger, hostility or depression. Individual behavior is important
to health, though, it must not be the only focus to solving our complex problems.
Social and economic factors -- racial/ethnic status, gender, age, income,
education, cultural orientation, and community -- also have important effects
on health.
CAHT-BSSR strongly believes that social and behavioral science research is
critical to America's quest to promote health, prevent disease, and provide
quality treatment. This research provides knowledge about the social, cultural,
and economic environments that influence human health and behavior and the
means by which these environments exert their influence. As you are undoubtedly
aware, over the past decade significant advances have been made in uncovering
the biological and genetic basis for specific diseases and condition. Yet,
despite the impressive scientific gains, it is becoming increasingly apparent
that knowledge about biological and genetic markers are important but limited
in predicting who gets sick, who seeks treatment for their health problems,
and who recovers from illness. Social and behavioral science contributes
to filling these gaps in our understanding of health.
As noted in a draft report based primarily on the recommendations formulated
by scientists participating in a conference sponsored by the NIH Office of
Behavioral and Social Sciences Research, Towards Higher Levels of Analysis:
Progress and Research on the Social and Cultural Dimensions of Health
-- "An understanding of current and changing population rates of morbidity,
survival, mortality, and use of health services requires that we consider
the demographic, social, economic, and cultural structure dynamics of the
population as well as its genetic composition and exposure to infectious
agents."
NIH Office of Behavioral and Social Sciences Research. NIH's Office
of Behavioral and Social Sciences Research (OBSSR), under the auspices of
its former Director Norman B. Anderson and its current Director Raynard Kington,
has made significant progress in increasing the visibility and stature of
social and behavioral science research at NIH. Created by Congress in recognition
of the substantial influence of social and behavioral factors on health,
OBSSR is congressionally mandated to foster the development of cross disciplinary
communication and research collaboration among social and behavioral sciences
and between social and behavioral sciences and biomedical sciences.
Unfortunately, since its inception in 1995, the OBSSR has been operating
with a very small staff and budget. Despite its small budget, however, the
OBSSR has very effectively served as a point of coordination for crosscutting
NIH initiatives. CAHT-BSSR believes that the Office has the potential to
accomplish much more with the continued support of the Congress and the necessary
resources.
At NIH, the OBSSR plays a leadership role in developing ideas for initiatives,
and in gaining support for them within the NIH Institutes. While the Office
does not have grantmaking authority, it has been active in organizing trans-NIH
and trans-agency Requests for Applications (RFAs) and Program Announcements
(PAs). Through the sponsorship and organization of conferences, workshops,
lectures and planning groups, OBSSR works with NIH Institutes and Offices,
as well as with outside organizations, to determine priorities for behavioral
and social sciences research. In FY 2001, OBSSR's contributions to the NIH
mission include the organization of two RFAs and the convening of a major
NIH conference:
Future Directions for OBSSR. The OBSSR's current budget is $20.65
million. CAHT-BSSR supports an appropriation of $23.75 million
for OBSSR in FY 2002, an increase of 15 percent. A 15 percent
increase would enhance the OBSSR's ability to continue coordinating social
and behavioral research across the NIH. Such an increase would allow the
Office to implement the recommendations in the National Research Council's
(NRC) report, New Horizons in Health: An Integrative
Approach, a research plan designed to guide OBSSR and the NIH in
supporting areas of high priority in the social and behavioral sciences.
The report "identifies a broad domain of questions at the interface of social,
behavioral, and biomedical sciences, whose resolution could lead to major
improvements in the health of the U.S. population." It identifies research
priorities that cut across Institute domains, underscoring the broad significance
of social and behavioral science research for multiple disease outcomes as
well as health promotion. Ten priority areas for research investment are
recommended: predisease pathways, positive health, gene expression, personal
ties, health communities, inequality, population health, interventions,
methodology, and infrastructure.
One of several new initiatives that OBSSR hopes to pursue with increased
funds is coordinating a program of research that will help determine what
aspects of education lead to increased health. We know from research that
education has an almost direct relationship to health: the more educated
a person is, the better his or her health status. What exactly is it about
education that leads to better health? Is it that educated people are better
able to assess risk, or that they more often read food and medicine labels?
Knowing in a more precise way how education leads to better health would
have huge economic and human benefits for our nation. OBSSR plans to bring
together experts in various fields to learn how best to study this issue,
and to provide seed money for a comprehensive research program.
Another new initiative that the Office hopes to pursue is organizing a research
program that will examine how the workplace influences employee health. It
is well known that the costs associated with employee illness is a significant
expense for employers. These costs come in the form of increased absenteeism,
turnover, and health benefit claims. Likewise, the costs due to illness affect
employees and their families. To help drive down these costs, a number of
employers have instituted workplace health promotion programs (e.g., physical
exercise, diet and smoking cessation). Because these behaviors represent
only one set of factors affecting health, the approach is limited in its
ability to improve the health of the overall workforce. While factors such
as work and family conflict and job control are receiving attention in some
workplaces, there are many other factors that need to be considered. OBSSR
proposes consideration of the full range of determinants of health (e.g.,
participation and control over jobs, flexible/non flexible terms of employment,
employee ownership, and social support, and others) that have enormous potential
and consequences, both economic and human.
Aging. The U.S. is in the midst of a longevity revolution. Increased
life span and the aging of the baby boom generation present unique challenges
to health over the next several decades. As more of the U.S. population ages
-- the number of Americans ages 65 and older is expected to double by 2030
to nearly 68 million -- it becomes increasingly vital to the health of our
entire society that we age well. Many of the problems that can accompany
aging, especially chronic diseases, stem from behaviors and environments
that place individuals at risk of negative health outcomes. National Institute
on Aging (NIA) - supported research has shown that lifestyle and other
environmental influences can profoundly impact outcomes of aging, and that
remaining healthy and emotionally vital until advance ages is a realistic
expectation. CAHT-BSSR strongly believes that there continues to be a need
for social and behavioral science research to develop, maintain, and/or enhance
the health and well-being, both physical and cognitive functions, of older
individuals throughout the life span.
Health Disparities. Among minority populations in the U.S., health
disparities have remained persistent and have, in some cases, increased.
Expected demographic changes magnify the importance of addressing disparities
in health status. Beyond the need to monitor changes in the health status
of different racial and ethnic groups, there is a need to understand the
causal factors underlying these differences which include: genetic factors,
socioeconomic position, health risk behaviors, and psychosocial factors (e.g.,
stress, access to health care, and environmental and occupational risk factors).
Research has revealed a well-documented relationship between socioeconomic
status, health, and longevity. People with higher incomes and greater wealth
tend to be healthier and live longer. The causes of this relationship, however,
are unknown. To aid in understanding causal links between health and wealth,
additional social and behavioral research is needed, including the support
of more economics measures in future clinical trials to allow scientists
to assess the impact of economic status on health, and vice versa.
AIDS. The HIV/AIDS epidemic in the U.S. continues to evolve.
While the incidence of new AIDS cases has declined, HIV infection rates are
continuing to climb in a number of population groups (e.g., women, racial
and ethnic minorities, young homosexual men, people older than 50 years of
age, and individuals with additive disorders). African Americans and Hispanics
accounted for 45 percent and 20 percent, respectively, of newly diagnosed
AIDS cases in 1998. Research has shown that behavioral change can successfully
prevent or reduce the spread of HIV/AIDS. A better understanding, however,
is needed of how to actually change behavior prior to HIV transmission, including
how to maintain protective behaviors once they are adopted. We are far from
realizing the full potential of prevention research on a global scale. A
more refined understanding of social and cultural factors that contribute
to HIV risk or protection is needed.
Drug Abuse. The latest estimate of the economic burden for illegal
drug use exceeds $110 billion. These costs are incurred through virtually
every sector of American society. The National Institute on Drug Abuse (NIDA)
supports a comprehensive portfolio of research into all aspects of drug abuse
and addition. Despite NIDA's efforts, additional funding for new research
is needed to ensure that our current drug prevention efforts are responsive
to all populations and to differences in the needs and responses of audiences
that often vary in gender, ethnicity, and age. Mr. Chairman, prevention research
is vitally important, given that the greatest risk for initiating drug use
occurs during adolescence.
Alcohol Use and Abuse. It now estimated that alcohol use and
abuse costs the nation $185 billion annually. According to the National Institute
on Alchohol Abuse and Alcoholism (NIAA), about 14 million adult Americans
have an alcohol-use disorder. Unfortunately, children also suffer from these
disorders -- 23 percent of 14- to 18-year-olds interviewed in a state survey
reported having had at least one clinically diagnosable symptom of alcohol
abuse or dependence during their lifetime. Even worse, among college-age
youth, alcohol abuse is epidemic. How to reduce drinking among young people
is a complex and urgent issue, one that needs to be addressed by social and
behavioral science research. The problem spans a range of issues, from
policymaking to mental and physical health. NIAAA-supported research has
identified gaps in the available data on college drinking. The Institute
is planning to expand its research in this area. Such an expansion would
better inform the design of interventions. Additionally, the Institute should
be commended for its assemblage of college and university presidents with
scientists to assess the problem of college drinking and to develop and
disseminate strategies for preventing it.
Diabetes. Sixteen million Americans have diabetes, and another
five million are undiagnosed. Both type 1 and type 2 diabetes requires careful
self-management and both can lead to acute and chronic complications compromising
health and quality of life. Type 2 diabetes, which is more prevalent, occurs
predominantly in adults age 40 and older. Over the last 10 years, however,
children and adolescents are increasingly susceptible to type 2 diabetes.
This trend is particularly evident in racial and ethnic minority groups,
especially African Americans and American Indians. Diabetes and its impact
on metabolic control, personal lifestyles, work productivity, the society
as a whole, and health care costs underscore the need to develop more efficacious
and effective diabetes self management interventions. All age, socioeconomic,
and ethnic groups are affected.
Translational and patient-oriented research on self-management and adherence
in diabetes are needed. Further, research is required that addresses the
factors related to the degree of success with sustained intensive self-management
(e.g., coping styles, social support strategies/systems, personality
dispositions, the burden of care, stress, impact on quality of life, economic
considerations, and health outcomes). Research is also needed on intervention
strategies that examines the cultural, ethnic, lifestyle, and age-related
factors and on strategies that promote quality of life and eases the psychosocial
burden of diabetes on individuals and their families.
Mental Health and Depression. According to the World Health Organization's
"Global Burden of Disease" study, mental disorders represent four of the
ten leading causes of disability for individuals age five and older. In the
U.S., as well as other "developed" nations, major depression is the leading
cause of disability. As noted by the National Institute of Mental Health
(NIMH), mental disorders are "tragic contributors to mortality, with suicide
perennially representing one of the leading preventable causes of death in
the U.S. and worldwide." Mental disorders, which often strike early in life,
during childhood, adolescence or early adulthood, are profoundly destructive
to individuals and the well being of families. These diseases cause immeasurable
human suffering. The current social and economic burden of mental illness
in America is estimated at more than $148 billion in direct and indirect
costs each year.
According to the report Translating Behavioral Science Into
Action by the National Advisory Mental Health Council's Behavioral
Science Workgroup, behavioral science offers critical insights into the nature
of mental illness and mental health, and the processes and interventions
that can prevent or lead from disorder to remission, recovery, and
rehabilitation. Progress in translating behavioral science advances in knowledge
into meaningful advances in clinical care requires building a research
environment in which collaborations across disciplines is the norm. Three
specific areas of study are highlighted: 1) understanding basic behavioral
processes in mental illness, 2) understanding how mental illness and their
treatments affect the abilities of individuals to function in diverse settings
and roles, and 3) understanding how social or other environmental contexts
influence the etiology and prevention of mental illness and the treatment
and care of those suffering from mental disorders.
Cancer. The pivotal role of lifestyle and other environmental
exposures as causes of cancer is reflected in the considerable variation
of cancer incidences around the world and in the changes in risk observed
among groups that migrate and settle in a new country. Unfortunately, substantial
barriers prevent major segments of the population from seeking and/or using
cancer information. New information technologies must complement, not replace,
older but effective strategies, such as the mass media, one-to-one counseling,
and targeted print communications. Accordingly for cancer communication to
be effective it must be integrated in the cancer continuum from prevention
through treatment to survivorship and to end-of-life issues. For example,
effective health communications have influenced adults to increase their
daily consumption of fruits and vegetables, to get screened for breast and
cervical cancers, and to stop or limit their use of tobacco products.
The National Cancer Institute (NCI) has long been a leader in health
communications. Yet, despite the progress that has been made, major gaps
remain in our understanding of how consumers use health information. There
is a need to understand how individuals distinguish important from insignificant
health risks, as well as deal with contradictory or inaccurate health messages
so that they can make informed choices. There is additional need to narrow
the gap between what is known about cancer communication and what is practiced.
Research is needed to examine the best ways to inform physicians, nurses,
and other health care providers of emerging best practices in patient care.
Adolescents. The transition from childhood to adolescence is
typically a volatile period characterized by dramatic changes and rapid growth.
Adolescence appears to be a time of increased vulnerability to emotional
disturbance or stress. CAHT-BSSR believes that is important to understand
how children adjust behaviorally, socially, emotionally, and academically
during this period and how this adjustment affects the health behaviors,
traits, and competencies with which they enter adolescence and adulthood.
Unfortunately, there has been too little comprehensive research on adolescence,
especially about the transitions into and out of adolescence. While there
is information about health behaviors in adulthood (e.g., smoking, diet,
exercise), there is a tremendous need to learn much more about health-related
behaviors during childhood and how they influence developmental as well as
lifelong health outcomes. The National Institute of Child Health and Human
Development (NICHD) strives to better understand these factors. NICHD
recognizes that "if we truly wish to understand human health and behavior
and devise effective, practical ways to apply basic science advances to improving
human health and behavior, we must first understand the complex interplay
among external, biological, and behavioral factors that results in a human
being."
Conclusion. In closing, Mr. Chairman, CAHT-BSSR would like to
emphasize that we are in an era when Americans' health is increasingly damaged
by preventable chronic diseases. Fortunately, we are also in a period of
exceptional promise in the social and behavioral sciences. Modifying behaviors
and our social environments hold the key to major health benefits. Social
and psychological factors -- how we think, feel and behave, as well as the
environment in which we live -- have profound influences on health. Increasingly,
our knowledge of the significance of social and behavioral factors is critical
to improving the health of all Americans, as well as maintaining our economic
growth. Your continued support for the social and behavioral science research
programs at the NIH is vital to maintaining America's status as the world
premier biomedical, social, and behavioral research leader.
We thank the Subcommittee for the opportunity to present our views.